FOCUS #3 |
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A Simple Expert System for Evaluating Sanitation Systems in Developing Countries |
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Dr. Thomas Loetscher
Advanced Wastewater Management Centre Email: thomasl@cheque.uq.edu.au |
IntroductionSANEX is a non-commercial computer program to support planners in assessing the suitability of sanitation systems (e.g. latrines, septic tanks, and sewerage) for communities in developing countries. It uses socio-cultural, financial and technical criteria in connection with multicriterion decision analysis techniques to assess the merits of 83 sanitation systems with regards to the circumstances and preferences of beneficiaries. It can also estimate the capital and recurrent costs of these systems. SANEX was developed at the Advanced Wastewater Management Centre (AWMC) at the University of Queensland, Australia. The project was co-funded by the Swiss Development Cooperation (SDC). The software runs in the MS Windows operating environment and can be downloaded at no cost from To explain how SANEX works this article uses a simplified sewerage demonstration project for a low-income community in Malakasari, east Jakarta. The SANEX InterfaceThe main screen (Figure 1) is divided into three sections: navigation, where criteria can be accessed; a section where the question for the currently selected criterion is displayed; and a list of feasible alternatives that is updated based on user input. |
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Figure 1: The main screen
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In the graphical output screen (Figure 2), the three indices implementability, sustainability and total annual cost (TAC) are displayed for each technically feasible alternative. Implementability expresses the probability that sanitation facilities can be constructed within the period and with the financial resources usually required in favourable conditions. Sustainability indicates the probability that facilities serve beneficiaries according to their design throughout their design life. The indices are calculated from the following sub-indices:
In order to express the TAC, the most expensive alternative is assumed to cost 100%; all other alternatives are then calculated relative to this figure. Clicking on any of the buttons labelled with the index names sorts alternatives accordingly. |
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Figure 2 Graphical output screen
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| The combo boxes at the bottom of the screen serve to further specify alternatives. For alternatives of the type >Toilet + ...=, can use either a cistern-flush or a pour-flush toilet. Similarly,>Unsettled Sewerage= can be either conventional or simplified. For all sewerage-based systems, the type of preferred off-site treatment can be selected. The effect of selecting an alternative type of toilet, unsettled sewerage, or off-site treatment on cost estimates is instantly reflected in the graphical output for the TAC. Moving the cursor over a sanitation alternative displays this alternative's full name and information in the status bar.
SANEX can also output more detailed information such as a summary of the sub-indices ratings, capital costs and annual recurrent costs. A built-in comprehensive encyclopaedia enables less experienced users to work with the software. |
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The Malakasari Case StudyThe total population size of the Malakasari community is about 36,000 people. However, the project was designed to serve only a fraction, namely 3000 people in 474 houses. In this area the population density is about 300 persons per hectare. The demonstration project consisted of a simplified sewerage network and a treatment plant with anaerobic and aerobic contact process units. The author visited the project in 1996 and again early in 1998. Then construction of the sewerage system and the plant was largely completed and house connections were being installed. |
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Results from SANEXSANEX divides the evaluation process into two steps:
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| Screening
This stage incorporates 21 criteria, addressing largely technical issues. If the outcome for a criterion is worse than a given threshold, some alternatives are eliminated. In order to pass the screening evaluation, a sanitation system must fulfil all criteria. Failing one leads to its rejection, even if it is acceptable with regards to all other criteria.The following list outlines critical issues in the Malakasari community and explains how SANEX interpreted user input to determine the feasibility of alternatives.
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| Comparison
The second evaluation stage uses 29 socio-cultural, technical and financial criteria to rate those alternatives that passed the screening stage. Results for the Malakasari community were as follows:
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ConclusionsBasically, the evaluation results from SANEX confirmed the assessment of local planners. But the software also showed that, since most houses already had septic tanks in place, the installation of settled sewerage would likely have been a less costly alternative. However, planners did not like this option, saying that residents could not be trusted to properly maintain and empty their tanks. Also, since most septic tanks were installed by house owners, the assumption was that most tanks probably would require upgrading. When attending a community information evening, the author found several of the outcomes from the comparison stage confirmed. Community leaders said that for most households disadvantages from connecting to the sewerage network outweighed advantages. In fact, displaying mainly an out of sight out of mind attitude with little concern for their environment, the only consequences of connecting that most residents clearly saw were service fees and construction-related hassles. Some also hinted that the project was generally seen as a government effort imposed on their community and that they had been content with the situation as it was before. |
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The author:
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Thomas Loetscher developed SANEX as part of his PhD research work early in 1999 at the Advanced Wastewater Management Centre (AWMC). Supervisors of the authors work were Professor Paul F Greenfield and Dr Jürg Keller, both of the AWMC. |
| © 2000, International Ecological Engineering Society, Wolhusen, Switzerland |